Rodney Simpson (CRD# 1885362) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Salt Lake City, UT and has over 23 years of experience in the finance industry. Rodney Simpson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4683570
Cetera Investment Advisers LLC
CRD# 1870699
Five Seasons Financial Planning LLC
CRD# 3037835
Rock House Financial
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fidelity Brokerage Services | Kearney, MO | Sep 2021 - Current | 2 |
| First Command Financial Planning, Inc. | Fort Worth, TX | Jul 2019 - Aug 2021 | 2 |
| First Command Advisory Services, Inc. | Fort Worth, TX | Jul 2019 - Aug 2021 | 2 |
| First Command Insurance Services, Inc. | Fort Worth, TX | Jul 2019 - Aug 2021 | 2 |
| First Command | Fort Worth, TX | Jul 2019 - Jul 2019 | < 1 |
| Lincoln Financial Advisors | Liberty, MO | Aug 2018 - Apr 2019 | < 1 |
| Kansas Works | Leavenworth, KS | Feb 2019 - Feb 2019 | < 1 |
| Bank Of The West | Mission, MO | Apr 2016 - Aug 2018 | 2 |
| Bancwest Investment Services, Inc. | Mission, MO | Apr 2016 - Aug 2018 | 2 |
| Edward Jones | St Louis, MO | Apr 2013 - Apr 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2001 |
| S65 | NASAA Investment Advisors Law Examination | May 2004 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2013 |
- KS
- MO
- TX
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Total Assets Under Management818,776MILLIONS
-
Total Number of Accounts1,991,043ACCOUNTS
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Average Account Value$411,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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