Kim LeCRD Number: 3106760
Current Firm: H.d. Vest Advisory Services, Inc.
Kim Le (CRD# 3106760) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Mission Viejo, CA and has over 19 years of experience in the finance industry.
Dorman Skorheim Wealth Management LLC
Jst Investment Consulting
Rs Crum Inc.
|Real Estate||Garden Grove, CA||Nov 2015 - Current||2|
|Hd Vest Investment Services||Mission Viejo, CA||Jun 2014 - Current||3|
|Hd Vest Advisory Services||Mission Viejo, CA||Jun 2014 - Current||3|
|Kim Le, Cpa, A Professional Corporation||Mission Viejo, CA||Oct 1986 - Current||31|
|Genworth Financial Advisers Corporation||Schaumburg, IL||Jul 2004 - Jul 2012||8|
|Genworth Financial Securities Corporation||Schaumburg, IL||Jun 2004 - Jul 2012||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1998|
|S65||NASAA Investment Advisors Law Examination||Nov 1999|
Total Assets Under Management9,187MILLIONS
Total Number of Accounts50,531ACCOUNTS
Average Account Value$181,805
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV