Kim Le, financial advisor Mission Viejo CA
93 score

Kim Le

CRD Number: 3106760
Current Firm: H.d. Vest Advisory Services, Inc.

Kim Le (CRD# 3106760) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Mission Viejo, CA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Real Estate Garden Grove, CA Nov 2015 - Current 1
Hd Vest Investment Services Mission Viejo, CA Jun 2014 - Current 2
Hd Vest Advisory Services Mission Viejo, CA Jun 2014 - Current 2
Kim Le, Cpa, A Professional Corporation Mission Viejo, CA Oct 1986 - Current 30
Genworth Financial Advisers Corporation Schaumburg, IL Jul 2004 - Jul 2012 8
Genworth Financial Securities Corporation Schaumburg, IL Jun 2004 - Jul 2012 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1998
S65 NASAA Investment Advisors Law Examination Nov 1999
Contact Info for Kim T. Le
Phone Number: 972-870-6000
Firm Website: https://www.hdvest.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    9,187
    MILLIONS
  • Total Number of Accounts
    50,531
    ACCOUNTS
  • Average Account Value
    $181,805
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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