Scott Ferguson, financial advisor Mission Viejo CA
88 score

Scott Ferguson

CRD Number: 6382629
Current Firm: Thrivent Investment Management Inc.

Scott Ferguson (CRD# 6382629) is an Investment Advisor Representative working at Thrivent Investment Management Inc. in Mission Viejo, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Thrivent Financial Appleton, WI Mar 2015 - Current 1
Thrivent Investment Management Inc. Mission Viejo, CA Sep 2014 - Current 2
Thrivent Financial Appleton, WI Nov 2014 - Mar 2015 < 1
Target Minneapolis, MN Jun 2006 - Oct 2014 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2014
Contact Info for Scott M. Ferguson
Phone Number: 800-847-4836
Firm Website: https://www.thrivent.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    8,027
    MILLIONS
  • Total Number of Accounts
    36,119
    ACCOUNTS
  • Average Account Value
    $222,230
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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