Dennis GriggsCRD Number: 1040026
Current Firm: Pensionmark Financial Group, LLC
Dennis Griggs (CRD# 1040026) is an Investment Advisor Representative working at Pensionmark Financial Group, LLC in Missouri City, TX and has over 17 years of experience in the finance industry.
Linscomb & Williams
The Goff Financial Group
|Pensionmark Financial Group, Llc Dba/kainos Partners||Jersey Village, TX||Sep 2015 - Current||1|
|Capfinancial Securities, LLC||Raleigh, NC||Sep 2015 - Current||1|
|Kainos Partners||Jersey Village, TX||Jan 2011 - Current||5|
|Lpl Financial LLC||Missouri City, TX||Sep 2014 - Jun 2015||< 1|
|Independent Financial Partners||Tampa, FL||Sep 2014 - Jun 2015||< 1|
|Financial Telesis Inc.||San Rafael, CA||Oct 2009 - Sep 2014||4|
|Transamerica Retirement Services||Houston, TX||Aug 2001 - Dec 2010||9|
|Princor Financial Services Corporation||Houston, TX||Sep 2006 - Oct 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1999|
|S66||NASAA Uniform Combined State Law Examination||Mar 2008|
Total Assets Under Management8,080MILLIONS
Total Number of Accounts2,545ACCOUNTS
Average Account Value$3,174,995
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AR, AZ, CA, CO, CT, FL, GA, HI, ID, IN, MD, ME, MN, MO, MT, NJ, NV, NY, OH, OK, PA, TN, TX, UT, VA
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