Dennis Griggs, financial advisor Missouri City TX
93 score

Dennis Griggs

CRD Number: 1040026
Current Firm: Pensionmark Financial Group, LLC

Dennis Griggs (CRD# 1040026) is an Investment Advisor Representative working at Pensionmark Financial Group, LLC in Missouri City, TX and has over 17 years of experience in the finance industry.

Similar Advisors
J. Harold Williams, CPA, PFS, CFP®, financial advisor Missouri City TX
J. Harold Williams, CPA, PFS, CFP®
CRD# 860333
Linscomb & Williams
Score
106
Similar Advisors
Matthew Goff, financial advisor Missouri City TX
Matthew Goff
CRD# 2390431
The Goff Financial Group
Score
105
Similar Advisors
Richard Lambert, financial advisor Missouri City TX
Richard D. Lambert
CRD# 2754885
Edward Jones
Score
102
Company Name Location Dates Years
Pensionmark Financial Group, Llc Dba/kainos Partners Jersey Village, TX Sep 2015 - Current 1
Capfinancial Securities, LLC Raleigh, NC Sep 2015 - Current 1
Kainos Partners Jersey Village, TX Jan 2011 - Current 5
Lpl Financial LLC Missouri City, TX Sep 2014 - Jun 2015 < 1
Independent Financial Partners Tampa, FL Sep 2014 - Jun 2015 < 1
Financial Telesis Inc. San Rafael, CA Oct 2009 - Sep 2014 4
Transamerica Retirement Services Houston, TX Aug 2001 - Dec 2010 9
Princor Financial Services Corporation Houston, TX Sep 2006 - Oct 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1999
S66 NASAA Uniform Combined State Law Examination Mar 2008
Contact Info for Dennis D. Griggs
Phone Number: 888-201-5488
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    8,080
    MILLIONS
  • Total Number of Accounts
    2,545
    ACCOUNTS
  • Average Account Value
    $3,174,995
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AR, AZ, CA, CO, CT, FL, GA, HI, ID, IN, MD, ME, MN, MO, MT, NJ, NV, NY, OH, OK, PA, TN, TX, UT, VA

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.