Richard WesterbergCRD Number: 1207066
Current Firm: Northeast Asset Management, Inc.
Richard Westerberg (CRD# 1207066) is an Investment Advisor Representative working at Northeast Asset Management, Inc. in Mitchell Field, NY and has over 32 years of experience in the finance industry.
Legacy Care Wealth, LLC
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
|Northeast Asset Management Inc.||Mitchel Field, NY||Jul 2004 - Current||12|
|Northeast Securities, Inc.||Mitchel Field, NY||Jan 1991 - Current||25|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1983|
|S65||NASAA Investment Advisors Law Examination||Jul 2004|
Total Assets Under Management347MILLIONS
Total Number of Accounts850ACCOUNTS
Average Account Value$408,028
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AR, AZ, CA, CO, CT, DC, DE, FL, GA, IL, MA, MD, MI, MO, NC, NE, NJ, NM, NY, OH, PA, PR, SC, TN, TX, VA, WV