Brian Schmitt, financial advisor Mobile AL
93 score

Brian Schmitt

CRD Number: 5620385
Current Firm: Northwestern Mutual Investment Services,llc

Brian Schmitt (CRD# 5620385) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Mobile, AL and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Nma Incorporated Mobile, AL Nov 2015 - Current 1
Northwestern Mutual Investment Services LLC Mobile, AL Mar 2015 - Current 1
Northwestern Mutual Investment Service, LLC Mobile, AL Nov 2015 - Mar 2016 < 1
Northwestern Mutual Investment Services, LLC Mobile, AL May 2015 - Nov 2015 < 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Mar 2015 - Nov 2015 < 1
Unemployed Mobile, AL Jan 2015 - Mar 2015 < 1
Northwestern Mutual Investment Services LLC Ocean Springs, MS Nov 2010 - Jan 2015 4
Marc Massengale Ocean Springs, MS Oct 2010 - Jan 2015 4
Holcomb Financial Ocean Springs, MS Jul 2008 - Sep 2010 2
Unemployed Waveland, MS May 2008 - Jul 2008 < 1
Student Hattiesburg, MS Aug 2004 - May 2008 3
Rosettis Liquor Barrel Bay St Louis, MS May 2007 - Aug 2007 < 1
Exterior Restoration Inc. Mobile, AL Jan 2007 - May 2007 < 1
Canebake Country Club Hattiesburg, MS Aug 2005 - Dec 2006 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2009
Contact Info for Brian P. Schmitt
Phone Number: 866-664-7737
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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