Daron Ray, financial advisor Mobile AL
90 score

Daron Ray

CRD Number: 5343823
Current Firm: Pnc Investments

Daron Ray (CRD# 5343823) is an Investment Advisor Representative working at Pnc Investments in Mobile, AL and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Pnc Investments Mobile, AL Aug 2012 - Current 4
Pnc Bank Mobile, AL Mar 2012 - Current 4
Pfs Investments Inc. Mobile, AL Feb 2011 - Aug 2012 1
Primerica Financial Services Mobile, AL Jan 2006 - Aug 2012 6
Rbc Bank Mobile, AL Sep 2011 - Mar 2012 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2011
S65 NASAA Investment Advisors Law Examination Mar 2014
Contact Info for Daron D. Ray
Phone Number: 800-762-6111
Firm Website: http://www.pnc.com
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    11,195
    MILLIONS
  • Total Number of Accounts
    78,826
    ACCOUNTS
  • Average Account Value
    $142,023
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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