David Walker (CRD# 6068803) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Mobile, AL and has over 11 years of experience in the finance industry.
CRD# 5798808
Eagle Strategies LLC
CRD# 1012439
Cadaret Grant & Co Inc.
CRD# 1420455
Kovack Advisors, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Bank Of America, N.a. | Mobile, AL | Jan 2023 - Current | 1 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mobile, AL | Nov 2022 - Current | 1 |
Valic Financial Advisors | Houston, TX | Apr 2019 - Nov 2022 | 3 |
Brookshire Development Company | Spanish Fort, AL | Jul 2008 - Nov 2022 | 14 |
Wells Fargo Clearing Services, LLC | Pensacola, FL | Jun 2018 - Apr 2019 | < 1 |
Bbva Securities Inc. | Mobile, AL | Aug 2014 - Jun 2018 | 3 |
Bbva Wealth Solutions Inc. | Mobile, AL | Aug 2014 - Jun 2018 | 3 |
Compass Bank | Birmingham, AL | Jul 2014 - Jun 2018 | 3 |
Bbva Compass Insurance Agency, Inc. | Austin, TX | Jul 2014 - Jun 2018 | 3 |
Mass Mutual | Fairhope, AL | Jun 2014 - Jul 2014 | < 1 |
Unemployed | Spanish Fort, AL | Jan 2014 - Jun 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Aug 2012 |
- AL
-
Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
-
Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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