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John Cocke, IV, financial advisor Mobile AL

John Cocke, IV

CRD Number: 3111108
Current Firm: Kairos Asset Advisory, LLC
Compensation Model: Fee Only
John Cocke (CRD# 3111108) is an Investment Advisor Representative working at Kairos Asset Advisory, LLC in Mobile, AL and has over 15 years of experience in the finance industry.
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Company Name Location Dates Years
Kairos Asset Advisory, LLC Mobile, AL Aug 2010 - Current 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2000
S65 NASAA Investment Advisors Law Examination Jun 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for John D. Cocke, IV
1055 Dauphin Street, Mobile, AL 36604
Phone Number: 404-840-7595
Registered State(s):
  • AL
  • LA
Current Firm Details
Kairos Asset Advisory, LLC
Firm's CRD Number: 153218
1055 Dauphin Street, Mobile, AL 36604
By the Numbers
  • Total Assets Under Management
    19
    MILLIONS
  • Total Number of Accounts
    53
    ACCOUNTS
  • Average Account Value
    $351,095
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AL, LA

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Data verified by both the advisor and the public regulatory data.

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