John Cocke, IV, financial advisor Mobile AL

John Cocke, IV

CRD Number: 3111108
Current Firm: Kairos Asset Advisory, LLC
Compensation Model: Fee Only
John Cocke (CRD# 3111108) is an Investment Advisor Representative working at Kairos Asset Advisory, LLC in Mobile, AL and has over 15 years of experience in the finance industry.
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Company Name Location Dates Years
Kairos Asset Advisory, LLC Spanish Fort, AL Aug 2010 - Current 10
Kairos Asset Management, LLC Atlanta, GA Aug 2005 - Aug 2010 5
Kairos Partners Atlanta, GA Jun 2004 - Aug 2010 6
Securities Network LLC Norcross, GA Jul 2008 - Jul 2009 1
Williams Capital, LLC Atlanta, GA Jun 2008 - Jul 2009 1
Kairos Lending, LLC Atlanta, GA Jul 2007 - Jul 2009 2
Teton Investment Services, LLC Atlanta, GA Jun 2005 - Jul 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2000
S65 NASAA Investment Advisors Law Examination Jun 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for John D. Cocke, IV
Phone Number: 251-259-4792
Registered State(s):
  • AL
  • LA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


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