Joseph Ringhoffer, financial advisor Mobile AL

Joseph Ringhoffer

CRD Number: 1402957
Current Firm: Stifel, Nicolaus & Company, Incorporated

Joseph Ringhoffer (CRD# 1402957) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Mobile, AL and has over 32 years of experience in the finance industry.

Similar Advisors
Richard Alexander, financial advisor Mobile AL
Richard T. Alexander
CRD# 5798808
Eagle Strategies LLC
Similar Advisors
Horace Allen, financial advisor Mobile AL
Horace R. Allen
CRD# 1012439
Cadaret Grant & Co Inc.
Similar Advisors
Kent Amos, financial advisor Mobile AL
Kent E. Amos
CRD# 1420455
Kovack Advisors, Inc.
Company Name Location Dates Years
Stifel, Nicolaus & Company, Incorporated Mobile, AL Jul 2015 - Current 8
Sterne Agee & Leach, Inc. Mobile, AL Feb 2006 - Current 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1991
S65 NASAA Investment Advisors Law Examination Feb 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Joseph E. Ringhoffer
Phone Number: 314-342-2000
Firm Website: http://www.sydwalker.com
Registered State(s):
  • AL
  • TX
By the Numbers
  • Total Assets Under Management
    132,551
    MILLIONS
  • Total Number of Accounts
    334,814
    ACCOUNTS
  • Average Account Value
    $395,894
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from Joseph Ringhoffer and other advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.