![Joseph Ringhoffer, financial advisor Mobile AL](/img/ws/profile-blank-sq.png)
Joseph Ringhoffer (CRD# 1402957) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Mobile, AL and has over 32 years of experience in the finance industry.
![Richard Alexander, financial advisor Mobile AL](/img/ws/profile-blank-sq.png)
CRD# 5798808
Eagle Strategies LLC
![Horace Allen, financial advisor Mobile AL](/img/ws/profile-blank-sq.png)
CRD# 1012439
Cadaret Grant & Co Inc.
![Kent Amos, financial advisor Mobile AL](/img/ws/profile-blank-sq.png)
CRD# 1420455
Kovack Advisors, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Stifel, Nicolaus & Company, Incorporated | Mobile, AL | Jul 2015 - Current | 8 |
Sterne Agee & Leach, Inc. | Mobile, AL | Feb 2006 - Current | 18 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 1991 |
S65 | NASAA Investment Advisors Law Examination | Feb 1995 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AL
- TX
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Total Assets Under Management149,249MILLIONS
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Total Number of Accounts348,524ACCOUNTS
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Average Account Value$428,231
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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