Kent Amos, financial advisor Mobile AL
58 score

Kent Amos

CRD Number: 1420455
Current Firm: Kovack Advisors, Inc.

Kent Amos (CRD# 1420455) is an Investment Advisor Representative working at Kovack Advisors, Inc. in Mobile, AL and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Kovack Advisors, Inc. Fort Lauderdale, FL Jan 2015 - Current 1
Kovack Securities, Inc. Fort Lauderdale, FL Oct 2014 - Current 2
Voya Financial Advisors, Inc. Mobile, AL Sep 2014 - Oct 2014 < 1
Ing Financial Partners, Inc. Mobile, AL Aug 2014 - Aug 2014 < 1
Investment Professionals Inc. San Antonio, TX Nov 2013 - Aug 2014 < 1
Kovack Advisors, Inc. Ft. Laud., FL Sep 2008 - Nov 2013 5
Kovack Securities Inc. Mobile, AL Apr 1999 - Nov 2013 14
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Dec 2014
S63 Uniform Securities State Law Examination Nov 1985
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Kent E. Amos
Phone Number: 954-782-4771
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    1,317
    MILLIONS
  • Total Number of Accounts
    5,353
    ACCOUNTS
  • Average Account Value
    $246,011
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
58

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