Nathan Novotny, financial advisor Mobile AL
89 score

Nathan Novotny

CRD Number: 6113844
Current Firm: Hancock Investment Services, Inc.

Nathan Novotny (CRD# 6113844) is an Investment Advisor Representative working at Hancock Investment Services, Inc. in Mobile, AL and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Hancock/whitney Bank Mobile, AL Sep 2015 - Current 1
Hancock Investment Services, Inc. Mobile, AL Sep 2015 - Current 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Sep 2015 < 1
Morgan Stanley Mobile, AL Jan 2014 - Sep 2015 1
Waffle House Pensacola, FL Nov 2013 - Dec 2013 < 1
Unemployed Pensacola, FL Sep 2013 - Oct 2013 < 1
Ameriprise Financial Pensacola, FL Aug 2012 - Aug 2013 1
Familiesfirst Network Pensacola, FL Aug 2009 - Aug 2013 4
Adt Pensacola, FL Mar 2009 - Jul 2009 < 1
Unemployed Pensacola, FL Dec 2008 - Feb 2009 < 1
Covenant Hospice Pensacola, FL Aug 2008 - Nov 2008 < 1
Unemployed Pensacola, FL Jun 2008 - Jul 2008 < 1
Pavestone Pensacola, FL Feb 2007 - Jun 2008 1
Scott's Company Pensacola, FL Jun 2006 - Jan 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2014
Contact Info for Nathan R. Novotny
Phone Number: 504-586-7290
Firm Website: http://hancockbank.com
Registered State(s):
  • AL
  • FL
  • MS
  • PA
By the Numbers
  • Total Assets Under Management
    330
    MILLIONS
  • Total Number of Accounts
    1,450
    ACCOUNTS
  • Average Account Value
    $227,436
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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