Nathan Novotny, financial advisor Mobile AL

Nathan Novotny

CRD Number: 6113844
Current Firm: Cetera Investment Advisers LLC

Nathan Novotny (CRD# 6113844) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Mobile, AL and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Regions Bank Mobile, AL Aug 2022 - Current 1
Cetera Investment Advisers LLC Mobile, AL Aug 2022 - Current 1
Cetera Investment Services LLC Saint Cloud, MN Aug 2022 - Current 1
Raymond James Financial Services, Inc. Mobile, AL Nov 2021 - Aug 2022 < 1
Raymond James Financial Services Advisors, Inc. Mobile, AL Nov 2021 - Aug 2022 < 1
Smartbank Investment Services Mobile, AL Nov 2021 - Aug 2022 < 1
Smartbank Mobile, AL Nov 2021 - Aug 2022 < 1
Compass Bank Birmingham, AL May 2019 - Nov 2021 2
Bbva Securities Inc. Mobile, AL May 2019 - Nov 2021 2
Bbva Compass Insurance Agency Inc. Austin, TX May 2019 - Nov 2021 2
Bbva Wealth Solutions Inc. Mobile, AL May 2019 - Nov 2021 2
The Prudential Insurance Company Of America Birmingham, AL May 2018 - May 2019 1
Pruco Securities, LLC Birmingham, AL May 2018 - May 2019 1
Unemployed Daphne, AL Oct 2017 - Apr 2018 < 1
Hancock Investment Services, Inc. Mobile, AL Sep 2015 - Sep 2017 2
Hancock/whitney Bank Mobile, AL Sep 2015 - Sep 2017 2
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Sep 2015 < 1
Morgan Stanley Mobile, AL Jan 2014 - Sep 2015 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2014
Contact Info for Nathan R. Novotny
Phone Number: 310-257-7880
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    104,469
    MILLIONS
  • Total Number of Accounts
    423,554
    ACCOUNTS
  • Average Account Value
    $246,648
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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