Thomas RogersCRD Number: 6139439
Current Firm: Hancock Investment Services, Inc.
Thomas Rogers (CRD# 6139439) is an Investment Advisor Representative working at Hancock Investment Services, Inc. in Mobile, AL and has over 5 years of experience in the finance industry.
Retirement Advisors, Inc.
Msi Financial Services, Inc.
Ae Wealth Management, LLC
|Hancock Investment Services, Inc.||Mobile, AL||Nov 2012 - Current||5|
|Hancock Bank||Mobile, AL||Sep 2011 - Current||6|
|United Bank||Foley, AL||Jan 2006 - Sep 2011||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2013|
Total Assets Under Management402MILLIONS
Total Number of Accounts1,500ACCOUNTS
Average Account Value$267,727
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV