Martin Ugalde, financial advisor Modesto CA

Martin Ugalde

CRD Number: 5026382
Current Firm: Cambridge Investment Research Advisors, Inc.

Martin Ugalde (CRD# 5026382) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Modesto, CA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Cambridge Investment Research, Inc. Fairfield, IA Dec 2016 - Current 7
Cambridge Investment Research Advisors, Inc. Fairfield, IA Dec 2016 - Current 7
Bank Of America, Na Modesto, CA Jul 2010 - Dec 2016 6
Merrill Lynch Modesto, CA Jun 2010 - Dec 2016 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2005
S66 NASAA Uniform Combined State Law Examination Feb 2009
Contact Info for Martin B. Ugalde
Phone Number: 641-472-5100
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    82,428
    MILLIONS
  • Total Number of Accounts
    461,370
    ACCOUNTS
  • Average Account Value
    $178,659
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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