Thomas WojcikCRD Number: 1096565
Current Firm: Mccabe & Associates, Inc.
Thomas Wojcik (CRD# 1096565) is an Investment Advisor Representative working at Mccabe & Associates, Inc. in Mokena, IL and has over 31 years of experience in the finance industry.
Waddell & Reed
Forum Financial Management, LP
Lcm Capital Management Inc.
|Cetera Advisor Networks LLC||El Segundo, CA||Jan 2013 - Current||4|
|Mccabe And Associates||Mokena, IL||Jan 1981 - Current||36|
|Financial Network Investment Corporation||El Segundo, CA||Apr 1998 - Dec 2012||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1986|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management210MILLIONS
Total Number of Accounts487ACCOUNTS
Average Account Value$430,627
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services