Caroline BoggsCRD Number: 871218
Current Firm: Raymond James Financial Services Advisors, Inc.
Caroline Boggs (CRD# 871218) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Monroe, LA and has over 34 years of experience in the finance industry. Caroline Boggs has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Argent Advisors, Inc.
Eagle Strategies LLC
Regal Investment Advisors LLC
|Rhymes Memorial Library Foundation||Rayville, LA||Oct 2010 - Current||7|
|Raymond James Financial Services Advisors, Inc.||Monroe, LA||Jun 2009 - Current||8|
|Cobb Family Properties, LLC||Rayville, LA||Dec 1998 - Current||19|
|Raymond James Financial Services, Inc.||Monroe, LA||Feb 1992 - Current||26|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1983|
Total Assets Under Management81,239MILLIONS
Total Number of Accounts280,698ACCOUNTS
Average Account Value$289,416
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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