Mark McNeely, financial advisor Monroe LA
86 score

Mark McNeely

CRD Number: 4612644
Current Firm: Goss Wealth Management

Mark McNeely (CRD# 4612644) is an Investment Advisor Representative working at Goss Wealth Management in Monroe, LA and has over 13 years of experience in the finance industry. Mark McNeely has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Gwm Advisors Llc Dba Mcneely Wealth Management Monroe, LA Jun 2016 - Current < 1
Lpl Financial, LLC Monroe, LA Jun 2016 - Current < 1
Raymond James & Associates, Inc. Monroe, LA Feb 2013 - Jun 2016 3
Morgan Keegan & Company, Inc. Monroe, LA May 2007 - Feb 2013 5
Chase Investment Services Corp. Chicago, IL Jul 2005 - May 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2003
S66 NASAA Uniform Combined State Law Examination May 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Mark S. McNeely
Phone Number: 225-930-4677
Firm Website: http://www.toupswm.com
Registered State(s):
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
    255
    MILLIONS
  • Total Number of Accounts
    1,206
    ACCOUNTS
  • Average Account Value
    $211,130
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, CA, CO, FL, GA, HI, KS, LA, MS, TX

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BADGES
86

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