Mark McNeelyCRD Number: 4612644
Current Firm: Goss Wealth Management
Mark McNeely (CRD# 4612644) is an Investment Advisor Representative working at Goss Wealth Management in Monroe, LA and has over 15 years of experience in the finance industry. Mark McNeely has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Argent Advisors, Inc.
Raymond James Financial Services Advisors, Inc.
Century Securities Associates Inc.
|Gwm Advisors Llc Dba Mcneely Wealth Management||Monroe, LA||Jun 2016 - Current||1|
|Lpl Financial, LLC||Monroe, LA||Jun 2016 - Current||1|
|Raymond James & Associates, Inc.||Monroe, LA||Feb 2013 - Jun 2016||3|
|Morgan Keegan & Company, Inc.||Monroe, LA||May 2007 - Feb 2013||5|
|Chase Investment Services Corp.||Chicago, IL||Jul 2005 - May 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2003|
|S66||NASAA Uniform Combined State Law Examination||May 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management255MILLIONS
Total Number of Accounts1,206ACCOUNTS
Average Account Value$211,130
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, CA, CO, FL, GA, HI, KS, LA, MS, TX
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