Michael JonesCRD Number: 1270369
Current Firm: Argent Advisors, Inc.
Michael Jones (CRD# 1270369) is an Investment Advisor Representative working at Argent Advisors, Inc. in Monroe, LA and has over 33 years of experience in the finance industry.
Argent Advisors, Inc.
Raymond James Financial Services Advisors, Inc.
Century Securities Associates Inc.
|Argent Trust||Monroe, LA||Jun 2010 - Current||7|
|Argent Advisors, Inc.||Monroe, LA||Oct 2005 - Current||12|
|Uvest Financial Services Group||Ruston, LA||Aug 2005 - Oct 2007||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1984|
|S65||NASAA Investment Advisors Law Examination||Jan 2012|
|S66||NASAA Uniform Combined State Law Examination||Jun 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Regulatory Event
Total Assets Under Management420MILLIONS
Total Number of Accounts1,494ACCOUNTS
Average Account Value$281,374
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
AR, FL, GA, LA, MS, TN, TX
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