Nicholas Trappey, financial advisor Monroe LA
96 score

Nicholas Trappey

CRD Number: 5538539
Current Firm: Summit Financial Wealth Advisors

Nicholas Trappey (CRD# 5538539) is an Investment Advisor Representative working at Summit Financial Wealth Advisors in Monroe, LA and has over 7 years of experience in the finance industry. Nicholas Trappey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Summit Financial Wealth Advisors Lafayette, LA Oct 2015 - Current 1
Fpl Asset Management LLC Monroe, LA Sep 2012 - Oct 2015 3
Fiduciary Investment Consultants, LLC Monroe, LA Sep 2012 - Mar 2015 2
Chase Investment Services Corp. Monroe, LA Mar 2010 - Sep 2012 2
United Planners Financial Services Scottsdale, AZ Jul 2008 - Mar 2010 1
Stephenson Finanical Group Inc. Bres, LA Jun 2008 - Mar 2010 1
Centurytel Monroe, LA Jun 2007 - May 2008 < 1
University Of Louisiana At Monroe Monroe, LA Aug 2004 - May 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2009
Contact Info for Nicholas C. Trappey
Phone Number: 337-232-1141
Registered State(s):
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
    735
    MILLIONS
  • Total Number of Accounts
    1,416
    ACCOUNTS
  • Average Account Value
    $518,884
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, CO, FL, LA, MS, OK, TX

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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