Nicholas TrappeyCRD Number: 5538539
Current Firm: Summit Financial Wealth Advisors
Nicholas Trappey (CRD# 5538539) is an Investment Advisor Representative working at Summit Financial Wealth Advisors in Monroe, LA and has over 7 years of experience in the finance industry. Nicholas Trappey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Argent Advisors, Inc.
Raymond James Financial Services Advisors, Inc.
Century Securities Associates Inc.
|Summit Financial Wealth Advisors||Lafayette, LA||Oct 2015 - Current||1|
|Fpl Asset Management LLC||Monroe, LA||Sep 2012 - Oct 2015||3|
|Fiduciary Investment Consultants, LLC||Monroe, LA||Sep 2012 - Mar 2015||2|
|Chase Investment Services Corp.||Monroe, LA||Mar 2010 - Sep 2012||2|
|United Planners Financial Services||Scottsdale, AZ||Jul 2008 - Mar 2010||1|
|Stephenson Finanical Group Inc.||Bres, LA||Jun 2008 - Mar 2010||1|
|Centurytel||Monroe, LA||Jun 2007 - May 2008||< 1|
|University Of Louisiana At Monroe||Monroe, LA||Aug 2004 - May 2007||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2009|
Total Assets Under Management735MILLIONS
Total Number of Accounts1,416ACCOUNTS
Average Account Value$518,884
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AR, CO, FL, LA, MS, OK, TX