Bill Liau (CRD# 5693677) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has over 7 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Transglobal Advisory, LLC | Monrovia, CA | Jun 2019 - Current | 4 |
| Globalink Securities, Inc. | Pasadena, Ca, CA | Jun 2019 - Current | 4 |
| Transglobal | Monrovia, CA | May 2019 - Current | 4 |
| Transglobal Insurance Agency, Inc. | Monrovia, CA | May 2019 - Current | 4 |
| Bank Of The West | Arcadia, CA | Jan 2017 - May 2019 | 2 |
| Griffinest Asia Securities, LLC | Pasadena, CA | Jul 2015 - Oct 2017 | 2 |
| Bank Of Amercia | Hacienda Heights, CA | Apr 2015 - Jul 2015 | < 1 |
| Mega International Commercial Bank | Los Angeles, CA | Jan 2014 - Mar 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2016 |
| S63 | Uniform Securities State Law Examination | Aug 2019 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2019 |
- CA
-
Total Assets Under Management40MILLIONS
-
Total Number of Accounts185ACCOUNTS
-
Average Account Value$215,818
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other
CA, GA, HI, IL, LA, MA, MD, MI, NC, NJ, NV, NY, PA, TX, WA, WY
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