Bill Liau, financial advisor Monrovia CA

Bill Liau

CRD Number: 5693677
Current Firm: Transglobal Advisory, LLC

Bill Liau (CRD# 5693677) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Transglobal Advisory, LLC Monrovia, CA Jun 2019 - Current 3
Globalink Securities, Inc. Pasadena, Ca, CA Jun 2019 - Current 3
Transglobal Monrovia, CA May 2019 - Current 3
Bank Of The West Arcadia, CA Jan 2017 - May 2019 2
Griffinest Asia Securities, LLC Pasadena, CA Jul 2015 - Oct 2017 2
Bank Of Amercia Hacienda Heights, CA Apr 2015 - Jul 2015 < 1
Mega International Commercial Bank Los Angeles, CA Jan 2014 - Mar 2015 1
Unemployed Pasadena, CA Dec 2013 - Dec 2013 < 1
Globalink Securities, Inc. Pasadena, CA Nov 2008 - Nov 2013 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2016
S63 Uniform Securities State Law Examination Aug 2019
S65 NASAA Investment Advisors Law Examination Aug 2019
Contact Info for Bill J. Liau
Phone Number: 626-447-7888
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    13
    MILLIONS
  • Total Number of Accounts
    82
    ACCOUNTS
  • Average Account Value
    $164,369
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

CA, MA, MI, NC, NJ, NY, PA, TX, WA

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