Shiou-ing Liou (CRD# 4436524) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has over 22 years of experience in the finance industry. Shiou-ing Liou has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Transglobal Advisory LLC | Monrovia, CA | Jul 2017 - Current | 6 |
| Transglobal Lending | Monrovia, CA | Dec 2016 - Current | 7 |
| Globalink Securities, Inc. | Monrovia, CA | Mar 2010 - Current | 14 |
| Gmp Financial Services | Monrovia, CA | Sep 2005 - Current | 18 |
| Transglobal Insurance Agency, Inc. | Monrovia, CA | Nov 2001 - Current | 22 |
| Duan Liou Accounting & Tax Service | Arcadia, CA | Jan 2001 - Current | 23 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2001 |
- CA
- MA
- NY
-
Total Assets Under Management40MILLIONS
-
Total Number of Accounts185ACCOUNTS
-
Average Account Value$215,818
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other
CA, GA, HI, IL, LA, MA, MD, MI, NC, NJ, NV, NY, PA, TX, WA, WY
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