Jimmy Fish (CRD# 6374704) is an Investment Advisor Representative working at Aegis Wealth Management, Inc. in Guthrie Center, IA and has over 9 years of experience in the finance industry.
CRD# 5075655
Lpl Financial LLC
CRD# 6117440
Edward Jones
CRD# 6374489
Aegis Wealth Management, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Aegis Wealth Management, Inc. | Guthrie Center, IA | Jun 2021 - Current | 2 |
| Eagle Strategies LLC | Glendale, CA | Jun 2020 - Current | 3 |
| New York Life Insurance Co | Glendale, CA | Apr 2020 - Current | 4 |
| Nylife Securities LLC | Glendale, CA | Apr 2020 - Jun 2021 | 1 |
| Pruco Securities, LLC | El Segundo, CA | Jan 2020 - Apr 2020 | < 1 |
| The Prudential Insurance Company Of America | El Segundo, CA | Jan 2020 - Apr 2020 | < 1 |
| Puritan Investment Advisors, Inc. | Plano, TX | Jan 2019 - Jan 2020 | 1 |
| Puritan Financial Group | Plano, TX | Nov 2018 - Jan 2020 | 1 |
| Peak Trust Financial Companies | El Segundo, CA | Oct 2018 - Jan 2020 | 1 |
| Jp Morgan Securities, LLC | Montclair, CA | Sep 2017 - Sep 2018 | 1 |
| Bank Of America, N.a. | Alta Loma, CA | Aug 2015 - Sep 2017 | 2 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alta Loma, CA | Aug 2015 - Sep 2017 | 2 |
| Edward Jones | Alta Loma, CA | Aug 2014 - Aug 2015 | 1 |
| Pacific Associates | Montclair, CA | Jan 2014 - Dec 2014 | < 1 |
| Vnat Restaurants Inc. | Redlands, CA | Jun 2010 - Jul 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management143MILLIONS
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Total Number of Accounts1,742ACCOUNTS
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Average Account Value$82,150
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