Iaian Filippini (CRD# 4708877) is an Investment Advisor Representative working at Filippini Investment Advisory in Santa Barbara, CA and has over 20 years of experience in the finance industry.
CRD# 4850609
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4570280
Mission Wealth Management, LP
CRD# 4734751
Planmember Securities Corporation
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Rcx Capital Group, LLC | The Woodlands, TX | Jan 2018 - Current | 6 |
| Montecito Wealth Management, LLC | Santa Barbara, CA | Dec 2016 - Current | 7 |
| Filippini Wealth Management Inc. | Santa Barbara, CA | Mar 2010 - Current | 14 |
| Silver Portal Capital LLC | San Diego, CA | Aug 2017 - Jan 2018 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2003 |
| S63 | Uniform Securities State Law Examination | Aug 2017 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2016 |
- CA
-
Total Assets Under Management21MILLIONS
-
Total Number of Accounts143ACCOUNTS
-
Average Account Value$148,852
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
CA
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