Aaron Schwartz (CRD# 5578079) is an Investment Advisor Representative working at Mcfarland Associates in Monterey, CA and has over 14 years of experience in the finance industry. Aaron Schwartz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1102955
Castle Rock Wealth Management, LLC
CRD# 6900729
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4658169
Monterey Private Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mcfarland Associates | Monterey, CA | Aug 2023 - Current | < 1 |
| Mcfarland Associates | Monterey, CA | Mar 2023 - Current | 1 |
| Mcfarland Associates | Monterey, CA | Apr 2017 - Aug 2023 | 6 |
| Mcfarland Associates | Monterey, CA | Sep 2009 - Apr 2017 | 7 |
| Npb Financial Group, LLC | Watsonville, CA | Sep 2009 - Mar 2017 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2010 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2009 |
- CA
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Total Assets Under Management80MILLIONS
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Total Number of Accounts184ACCOUNTS
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Average Account Value$436,038
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CA
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