Arnold Westphal, financial advisor Monterey CA
96 score

Arnold Westphal

CRD Number: 6059591
Current Firm: Mcfarland Associates

Arnold Westphal (CRD# 6059591) is an Investment Advisor Representative working at Mcfarland Associates in Monterey, CA and has over 5 years of experience in the finance industry. Arnold Westphal has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Landsworth Corporation Dba Mcfarland Associates Monterey, CA Apr 2012 - Current 6
Npb Financial Group, LLC Monterey, CA Apr 2012 - Apr 2017 5
Tradeshogun Salinas, CA Jun 2008 - Dec 2015 7
Rhp Enterprises Lahring, MI Feb 2010 - Jan 2015 4
Mpsc Falls Church, VA Feb 2003 - Jan 2015 11
National Conference, Inc. Tallahassee, FL Jul 2007 - Dec 2008 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2012
S65 NASAA Investment Advisors Law Examination Jun 2012
Contact Info for Arnold S. Westphal
Phone Number: 831-761-8231
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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