Arnold Westphal, financial advisor Monterey CA
90 score

Arnold Westphal

CRD Number: 6059591
Current Firm: Npb Financial Group, LLC

Arnold Westphal (CRD# 6059591) is an Investment Advisor Representative working at Npb Financial Group, LLC in Monterey, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Npb Financial Group, LLC Monterey, CA Apr 2012 - Current 5
Rhp Enterprises Lahring, MI Feb 2010 - Current 8
Tradeshogun Salinas, CA Jun 2008 - Current 9
Mpsc Falls Church, VA Feb 2003 - Current 15
National Conference, Inc. Tallahassee, FL Jul 2007 - Dec 2008 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2012
S65 NASAA Investment Advisors Law Examination Jun 2012
Contact Info for Arnold S. Westphal
Phone Number: 818-827-7132
Firm Website:
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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