John MadonnaCRD Number: 1210024
Current Firm: Hilltop Securities Inc.
John Madonna (CRD# 1210024) is an Investment Advisor Representative working at Hilltop Securities Inc. in Monterey, CA and has over 32 years of experience in the finance industry.
J.p. Morgan Securities LLC
Cetera Advisors LLC
Monterey Private Wealth, Inc.
|M.l. Stern & Company Inc.||Carmel, CA||Sep 1983 - Current||33|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1984|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management927MILLIONS
Total Number of Accounts3,659ACCOUNTS
Average Account Value$253,402
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV