Joseph Sweeney (CRD# 4244686) is an Investment Advisor Representative working at Seal Rock Wealth Management, LLC in Monterey, CA and has over 23 years of experience in the finance industry.
CRD# 1102955
Castle Rock Wealth Management, LLC
CRD# 6900729
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4658169
Monterey Private Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Seal Rock Wealth Management, LLC | Monterey, CA | Jan 2016 - Current | 8 |
| Charles Schwab Bank | Carmel, CA | Feb 2005 - Dec 2015 | 10 |
| Charles Schwab & Company,inc | Carmel, CA | Dec 2002 - Dec 2015 | 13 |
| Charles Schwab & Co, Inc. | Carmel, CA | Mar 2001 - Dec 2015 | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2001 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2002 |
- CA
-
Total Assets Under Management66MILLIONS
-
Total Number of Accounts74ACCOUNTS
-
Average Account Value$891,558
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
CA
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