Joseph SweeneyCRD Number: 4244686
Current Firm: Seal Rock Wealth Management, LLC
Joseph Sweeney (CRD# 4244686) is an Investment Advisor Representative working at Seal Rock Wealth Management, LLC in Monterey, CA and has over 19 years of experience in the finance industry.
Stifel, Nicolaus & Company, Incorporated
Castle Rock Wealth Management, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Seal Rock Wealth Management, LLC||Monterey, CA||Jan 2016 - Current||5|
|Charles Schwab Bank||Carmel, CA||Feb 2005 - Dec 2015||10|
|Charles Schwab & Company,inc||Carmel, CA||Dec 2002 - Dec 2015||13|
|Charles Schwab & Co, Inc.||Carmel, CA||Mar 2001 - Dec 2015||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2001|
|S66||NASAA Uniform Combined State Law Examination||Aug 2002|
Total Assets Under Management50MILLIONS
Total Number of Accounts79ACCOUNTS
Average Account Value$629,882
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
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