Joseph Sweeney, financial advisor Monterey CA

Joseph Sweeney

CRD Number: 4244686
Current Firm: Seal Rock Wealth Management, LLC

Joseph Sweeney (CRD# 4244686) is an Investment Advisor Representative working at Seal Rock Wealth Management, LLC in Monterey, CA and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Seal Rock Wealth Management, LLC Monterey, CA Jan 2016 - Current 5
Charles Schwab Bank Carmel, CA Feb 2005 - Dec 2015 10
Charles Schwab & Company,inc Carmel, CA Dec 2002 - Dec 2015 13
Charles Schwab & Co, Inc. Carmel, CA Mar 2001 - Dec 2015 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2001
S66 NASAA Uniform Combined State Law Examination Aug 2002
Contact Info for Joseph W. Sweeney
Phone Number: 831-521-9634
Registered State(s):
  • CA
Current Firm Details
Seal Rock Wealth Management, LLC
Firm's CRD Number: 282591
By the Numbers
  • Total Assets Under Management
    50
    MILLIONS
  • Total Number of Accounts
    79
    ACCOUNTS
  • Average Account Value
    $629,882
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA

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