Joseph Sweeney, financial advisor Monterey CA

Joseph Sweeney

CRD Number: 4244686
Current Firm: Seal Rock Wealth Management, LLC

Joseph Sweeney (CRD# 4244686) is an Investment Advisor Representative working at Seal Rock Wealth Management, LLC in Monterey, CA and has over 19 years of experience in the finance industry.

Similar Advisors
Scott Yi, financial advisor Monterey CA
Scott A. Yi
CRD# 4983680
Stifel, Nicolaus & Company, Incorporated
Similar Advisors
Peter Albano, financial advisor Monterey CA
Peter R. Albano
CRD# 1102955
Castle Rock Wealth Management, LLC
Similar Advisors
Juan Aldama, financial advisor Monterey CA
Juan P. Aldama
CRD# 6900729
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name Location Dates Years
Seal Rock Wealth Management, LLC Monterey, CA Jan 2016 - Current 5
Charles Schwab Bank Carmel, CA Feb 2005 - Dec 2015 10
Charles Schwab & Company,inc Carmel, CA Dec 2002 - Dec 2015 13
Charles Schwab & Co, Inc. Carmel, CA Mar 2001 - Dec 2015 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2001
S66 NASAA Uniform Combined State Law Examination Aug 2002
Contact Info for Joseph W. Sweeney
Phone Number: 831-521-9634
Registered State(s):
  • CA
Current Firm Details
Seal Rock Wealth Management, LLC
Firm's CRD Number: 282591
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from multiple advisors.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.