Susan Yedlicka, financial advisor Monterey CA
61 score

Susan Yedlicka

CRD Number: 4486314
Current Firm: Rbc Capital Markets, LLC

Susan Yedlicka (CRD# 4486314) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Monterey, CA and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets Corp Salinas, CA Mar 2010 - Current 6
Unemployed Salinas, CA Mar 2009 - Mar 2010 1
Wells Fargo Carmel, CA Jan 2009 - Feb 2009 < 1
Unemployed Salinas, CA Aug 2007 - Dec 2008 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Carmel, CA Aug 2006 - Aug 2007 1
Morgan Stanley Dw Inc. Monterey, CA Nov 2001 - Aug 2006 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2006
S66 NASAA Uniform Combined State Law Examination Jul 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Susan L. Yedlicka
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
61

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