Thomas FaledasCRD Number: 4570343
Current Firm: Hilltop Securities Inc.
Thomas Faledas (CRD# 4570343) is an Investment Advisor Representative working at Hilltop Securities Inc. in Monterey, CA and has over 14 years of experience in the finance industry.
J.p. Morgan Securities LLC
Cetera Advisors LLC
Monterey Private Wealth, Inc.
|M.l. Stern & Company, LLC||Carmel, CA||Jul 2002 - Current||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2002|
|S65||NASAA Investment Advisors Law Examination||Nov 2004|
Total Assets Under Management927MILLIONS
Total Number of Accounts3,659ACCOUNTS
Average Account Value$253,402
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV