William HortonCRD Number: 1149216
Current Firm: Eagle Strategies LLC
William Horton (CRD# 1149216) is an Investment Advisor Representative working at Eagle Strategies LLC in Montgomery, AL and has over 33 years of experience in the finance industry.
River Wealth Management, LLC
Raymond James Financial Services Advisors, Inc.
Fsc Securities Corporation
|Eagle Strategies LLC||Montgomery, AL||Apr 2011 - Current||7|
|Nylife Securities Inc.||Montgomery, AL||Aug 1982 - Current||35|
|New York Life Ins Co||Huntsville, AL||Sep 1981 - Current||36|
|New York Life Insurance Co||Huntsville, AL||Jun 1978 - Current||39|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1985|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Regulatory Event
Total Assets Under Management6,621MILLIONS
Total Number of Accounts35,268ACCOUNTS
Average Account Value$187,722
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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