Stacy Haworth, financial advisor Monticello IN
81 score

Stacy Haworth

CRD Number: 4537003
Current Firm: Signator Investors, Inc.

Stacy Haworth (CRD# 4537003) is an Investment Advisor Representative working at Signator Investors, Inc. in Monticello, IN and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Signator Investors, Inc. Monticello, IN May 2016 - Current < 1
Fixed Insurance Sales Monticello, IN Dec 2014 - Current 2
Transamerica Financial Advisors, Inc. Monticello, IN Jan 2007 - Current 9
Hoover And Associates Monticello, IN Oct 1995 - Current 21
White County Court House Monticello, IN Jul 2006 - Jul 2013 7
Sagamore Rehabilitation West Lafayette, IN Oct 2002 - Jul 2013 10
Indiana Beach Monticello, IN Jul 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Stacy D. Haworth
Phone Number: 800-543-6611
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    2,196
    MILLIONS
  • Total Number of Accounts
    25,384
    ACCOUNTS
  • Average Account Value
    $86,500
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
81

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