Kathryne StuempertCRD Number: 3005680
Current Firm: Esi Financial Advisors
Kathryne Stuempert (CRD# 3005680) is an Investment Advisor Representative working at Esi Financial Advisors in Montpelier, VT and has over 24 years of experience in the finance industry.
Esi Financial Advisors
Raymond James & Associates, Inc.
|Equity Services, Inc.||Montpelier, VT||Dec 2008 - Current||13|
|National Life||Montpelier, VT||Nov 2008 - Current||13|
|Self Emp-held Amway Distributorship||St. Paul, MN||Apr 1984 - Current||38|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1998|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management2,238MILLIONS
Total Number of Accounts10,400ACCOUNTS
Average Account Value$215,163
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV
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