William ReynoldsCRD Number: 1532396
Current Firm: Esi Financial Advisors
William Reynolds (CRD# 1532396) is an Investment Advisor Representative working at Esi Financial Advisors in Montpelier, VT and has over 30 years of experience in the finance industry.
Esi Financial Advisors
Raymond James & Associates, Inc.
|National Life Group||Castle Pines, CO||Jun 2015 - Current||6|
|Equity Services Inc.||Montpeleir, VT||Jun 2015 - Current||6|
|The O.n. Equity Sales Company||Cincinnati, OH||Jul 2012 - Jun 2015||2|
|Ohio National Financial Services||Cincinnati, OH||Jun 2012 - Jun 2015||3|
|Pacific Select Distributors||Newport Beach, CA||Mar 2011 - Jul 2012||1|
|Pacific Life Insurance||Los Angeles, CA||Feb 2011 - Jun 2012||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1991|
|S65||NASAA Investment Advisors Law Examination||Dec 1998|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management2,238MILLIONS
Total Number of Accounts10,400ACCOUNTS
Average Account Value$215,163
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV
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