James CostasCRD Number: 1060863
Current Firm: Advisors Asset Management, Inc.
James Costas (CRD# 1060863) is an Investment Advisor Representative working at Advisors Asset Management, Inc. in Monument, CO and has over 32 years of experience in the finance industry.
Garrett Investment Advisors, LLC
Horizons Sustainable Financial Services, Inc.
Brooks Financial Planning
|Advisors Asset Management, Inc.||Monument, CO||Feb 2002 - Current||15|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1985|
|S66||NASAA Uniform Combined State Law Examination||Oct 2003|
Total Assets Under Management810MILLIONS
Total Number of Accounts821ACCOUNTS
Average Account Value$986,394
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI