Nicholas St GeorgeCRD Number: 5050338
Current Firm: Raymond James Financial Services Advisors, Inc.
Nicholas St George (CRD# 5050338) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Mooresville, NC and has over 16 years of experience in the finance industry. Nicholas St George has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Wells Fargo Clearing Services, LLC
|Raymond James Financial Services, Inc.||Mooresville, NC||Feb 2018 - Current||3|
|Raymond James Financial Services Advisors Inc.||Mooresville, NC||Feb 2018 - Current||3|
|Merrill Lynch, Pierce, Fenner And Smith Incorporated||Huntersville, NC||Jun 2012 - Feb 2018||5|
|Lpl Financial LLC||Charlotte, NC||Aug 2010 - Jun 2012||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2005|
|S66||NASAA Uniform Combined State Law Examination||Jul 2009|
Total Assets Under Management191,890MILLIONS
Total Number of Accounts729,214ACCOUNTS
Average Account Value$263,146
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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