Nicholas St George (CRD# 5050338) is an Investment Advisor Representative working at Lpl Financial LLC in Stanley, NC and has over 18 years of experience in the finance industry. Nicholas St George has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial, LLC | Stanley, NC | Nov 2023 - Current | < 1 |
| Woodbury Financial Services Inc. | Charlotte, NC | Jan 2022 - Nov 2023 | 1 |
| Raymond James Financial Services, Inc. | Mooresville, NC | Feb 2018 - Jan 2022 | 3 |
| Raymond James Financial Services Advisors Inc. | Mooresville, NC | Feb 2018 - Jan 2022 | 3 |
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Huntersville, NC | Jun 2012 - Feb 2018 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2005 |
| S66 | NASAA Uniform Combined State Law Examination | Jul 2009 |
- NC
- TX
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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