Nicholas St George, financial advisor Mooresville NC

Nicholas St George

CRD Number: 5050338
Current Firm: Raymond James Financial Services Advisors, Inc.

Nicholas St George (CRD# 5050338) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Mooresville, NC and has over 16 years of experience in the finance industry. Nicholas St George has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Raymond James Financial Services, Inc. Mooresville, NC Feb 2018 - Current 3
Raymond James Financial Services Advisors Inc. Mooresville, NC Feb 2018 - Current 3
Merrill Lynch, Pierce, Fenner And Smith Incorporated Huntersville, NC Jun 2012 - Feb 2018 5
Lpl Financial LLC Charlotte, NC Aug 2010 - Jun 2012 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2005
S66 NASAA Uniform Combined State Law Examination Jul 2009
Contact Info for Nicholas D. St George
Phone Number: 727-567-3020
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    191,890
    MILLIONS
  • Total Number of Accounts
    729,214
    ACCOUNTS
  • Average Account Value
    $263,146
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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