Robert LarsonCRD Number: 2014104
Current Firm: Cwa Asset Management Group
Robert Larson (CRD# 2014104) is an Investment Advisor Representative working at Cwa Asset Management Group in Mooresville, NC and has over 27 years of experience in the finance industry. Robert Larson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Prospera Financial Services, Inc.
3a Financial Group LLC
Aventus Investment Advisors, Inc.
|Cwa Asset Management Group||Mooresville, NC||Jul 2015 - Current||1|
|Self Employed Taxes||Waterloo, IA||Aug 1987 - Current||29|
|Hayden Harper Advisory, LLC||Charlotte, NC||Jul 2012 - Jul 2015||3|
|Regis Asset Management LLC||Cedar Falls, IA||May 2012 - Aug 2012||< 1|
|Capital City Securities, LLC||Columbus, OH||Aug 2010 - Aug 2012||2|
|Warner Group, Inc.||Waterloo, IA||Nov 1989 - Aug 2010||20|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1990|
|S65||NASAA Investment Advisors Law Examination||May 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management442MILLIONS
Total Number of Accounts917ACCOUNTS
Average Account Value$481,928
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
FL, GA, IA, MI, NC, NE, PA, SC, TX
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