Robert Larson, financial advisor Mooresville NC
86 score

Robert Larson

CRD Number: 2014104
Current Firm: Cwa Asset Management Group

Robert Larson (CRD# 2014104) is an Investment Advisor Representative working at Cwa Asset Management Group in Mooresville, NC and has over 26 years of experience in the finance industry. Robert Larson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cwa Asset Management Group Mooresville, NC Jul 2015 - Current 1
Self Employed Taxes Waterloo, IA Aug 1987 - Current 29
Hayden Harper Advisory, LLC Charlotte, NC Jul 2012 - Jul 2015 3
Regis Asset Management LLC Cedar Falls, IA May 2012 - Aug 2012 < 1
Capital City Securities, LLC Columbus, OH Aug 2010 - Aug 2012 2
Warner Group, Inc. Waterloo, IA Nov 1989 - Aug 2010 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1990
S65 NASAA Investment Advisors Law Examination May 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Robert C. Larson
Phone Number: 239-434-7434
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    442
    MILLIONS
  • Total Number of Accounts
    917
    ACCOUNTS
  • Average Account Value
    $481,928
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

FL, GA, IA, MI, NC, NE, PA, SC, TX

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BADGES
86

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