Gustavo Rodriguez Lopez, financial advisor Moreno Valley CA

Gustavo Rodriguez Lopez

CRD Number: 7447882
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Gustavo Rodriguez Lopez (CRD# 7447882) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Moreno Valley, CA and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Moreno Valley, CA Jul 2019 - Current 2
Jp Morgan Chase El Monte, CA Mar 2018 - Jul 2019 1
Walmart Inc. City Of Industry, CA May 2018 - Nov 2018 < 1
Atria Rancho Park San Dimas, CA Sep 2017 - Mar 2018 < 1
Century 21 West Covina, CA Aug 2017 - Mar 2018 < 1
Gks Commodities Brokers Guayaquil, Sep 2016 - Aug 2017 < 1
Unilever Andina Ecuador SA Guayaquil, Apr 2014 - Sep 2016 2
Contecon Guayaquil SA Guayaquil, Sep 2013 - Apr 2014 < 1
Armajaro Ecuador SA Guayaquil, Feb 2011 - Sep 2013 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2021
Contact Info for Gustavo A. Rodriguez Lopez
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    1,283,838
    MILLIONS
  • Total Number of Accounts
    2,825,602
    ACCOUNTS
  • Average Account Value
    $454,359
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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