Tracy Newquist, financial advisor San Jose CA

Tracy Newquist

CRD Number: 4338710
Current Firm: Dwr Wealth Management, LLC

Tracy Newquist (CRD# 4338710) is an Investment Advisor Representative working at Dwr Wealth Management, LLC in San Jose, CA and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
Dwr Wealth Management, LLC San Jose, CA May 2021 - Current 2
Self Employed Morgan Hill, CA Sep 2020 - Apr 2021 < 1
Buckingham Strategic Wealth, LLC St. Louis, MO Jun 2020 - Aug 2020 < 1
Rnp Advisory Services, Inc. Morgan Hill, CA Jan 2006 - May 2020 14
Rnp Estate And Insurance Services, Inc. Morgan Hill, CA Jan 2006 - May 2020 14
Annuity/life Insurance Agent Morgan Hill, CA Jan 2001 - May 2020 19
Securities America, Inc. Morgan Hill, CA Dec 2016 - Mar 2020 3
Foothill Securities, Inc. Morgan Hill, CA Dec 2008 - Dec 2016 8
Downtown Professional Building, LLC Morgan Hill, CA Jan 2003 - Aug 2016 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2001
S65 NASAA Investment Advisors Law Examination Apr 2005
Contact Info for Tracy L. Newquist
Phone Number: (408) 260-9600 X307
Firm Website: http://www.dwrwealth.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    150
    MILLIONS
  • Total Number of Accounts
    556
    ACCOUNTS
  • Average Account Value
    $269,391
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

CA, TX

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