Robert Baia, financial advisor Morganton NC
93 score

Robert Baia

CRD Number: 1204054
Current Firm: Wells Fargo Advisors, LLC

Robert Baia (CRD# 1204054) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Morganton, NC and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Morganton, NC May 2009 - Current 7
Wachovia Securities, LLC Morgantown, NC Jun 2003 - May 2009 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1983
Contact Info for Robert P. Baia
Phone Number: 314-875-3000
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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