Jon HuffmanCRD Number: 4505697
Current Firm: Advice And Planning Services
Jon Huffman (CRD# 4505697) is an Investment Advisor Representative working at Advice And Planning Services in Morgantown, WV and has over 15 years of experience in the finance industry.
Centaurus Financial, Inc.
Allegheny Investments, Ltd.
Northwestern Mutual Investment Services,llc
|Tiaa||Morgantown, WV||Oct 2013 - Current||4|
|Tiaa-cref Individual & Institutional Services, LLC||Morgantown, WV||Oct 2013 - Current||4|
|Bb&t Bank||Morgantown, WV||Apr 2006 - Oct 2013||7|
|Bb&t Investments||Charlotte, NC||Apr 2006 - Oct 2013||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2002|
|S65||NASAA Investment Advisors Law Examination||Jul 2004|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management21,673MILLIONS
Total Number of Accounts55,750ACCOUNTS
Average Account Value$388,745
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV