Jon Huffman, financial advisor Morgantown WV
83 score

Jon Huffman

CRD Number: 4505697
Current Firm: Advice And Planning Services

Jon Huffman (CRD# 4505697) is an Investment Advisor Representative working at Advice And Planning Services in Morgantown, WV and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Tiaa Morgantown, WV Oct 2013 - Current 3
Tiaa-cref Individual & Institutional Services, LLC Morgantown, WV Oct 2013 - Current 3
Bb&t Bank Morgantown, WV Apr 2006 - Oct 2013 7
Bb&t Investments Charlotte, NC Apr 2006 - Oct 2013 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2002
S65 NASAA Investment Advisors Law Examination Jul 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Jon E. Huffman
Phone Number: 212-490-9000
Firm Website: http://www.tiaa.org
Registered State(s):
  • WV
By the Numbers
  • Total Assets Under Management
    16,792
    MILLIONS
  • Total Number of Accounts
    45,960
    ACCOUNTS
  • Average Account Value
    $365,356
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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