Joseph Mills (CRD# 5765801) is an Investment Advisor Representative working at Stratos Wealth Partners, Ltd in Clinton, IA and has over 13 years of experience in the finance industry.
CRD# 5419183
Ameriprise Financial Services, LLC
CRD# 4397919
Ubs Financial Services Inc.
CRD# 4230601
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Stratos Wealth Partners Ltd. | Clinton, IA | Sep 2014 - Current | 9 |
| Lpl Financial, LLC | Clinton, IA | Aug 2014 - Current | 9 |
| First Wealth Financial Group, LLP | Clinton, IA | Aug 2012 - Aug 2014 | 2 |
| Nylife Securities LLC | Cedar Rapids, IA | Jun 2010 - Aug 2014 | 4 |
| New York Life Insurance Company | Cedar Rapids, IA | Mar 2010 - Aug 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2010 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2015 |
- IL
- IA
- LA
- TX
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Total Assets Under Management12,533MILLIONS
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Total Number of Accounts37,396ACCOUNTS
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Average Account Value$335,150
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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