Bruce BaumgartenCRD Number: 15157
Current Firm: J.p. Morgan Securities LLC
Bruce Baumgarten (CRD# 15157) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Morristown, NJ and has over 30 years of experience in the finance industry.
Legacy Care Wealth, LLC
Financial Life Focus, LLC
High Mountain Financial Coaching LLC
|Jpmorgan Chase Bank, N.a.||Whippany, NJ||Oct 2010 - Current||11|
|J.p. Morgan Securities LLC||Whippany, NJ||Oct 2008 - Current||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1991|
|S65||NASAA Investment Advisors Law Examination||Jun 1996|
Total Assets Under Management229,725MILLIONS
Total Number of Accounts856,594ACCOUNTS
Average Account Value$268,184
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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