Philip Platania, financial advisor Morristown NJ
58 score

Philip Platania

CRD Number: 5404208
Current Firm: Sica Wealth Management, LLC

Philip Platania (CRD# 5404208) is an Investment Advisor Representative working at Sica Wealth Management, LLC in Morristown, NJ and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Sica Wealth Management, LLC Morristown, NJ Jan 2014 - Current 2
J.p. Morgan Securities LLC Morris Plains, NJ Oct 2012 - Nov 2013 1
Chase Investment Services Corp Morris Plains, NJ Dec 2009 - Oct 2012 2
Wachovia Securities, LLC Moristown, NJ Feb 2008 - Oct 2009 1
A. G. Edwards & Sons, Inc. Moristown, NJ Aug 2007 - Feb 2008 < 1
Unemployed Glenwood, NJ Jan 2007 - Aug 2007 < 1
Mystic Apparel LLC New York, NY Jul 1993 - Jan 2007 13
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Philip L. Platania
Phone Number: 973-975-0750
Registered State(s):
  • NJ
  • PA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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