Sandra Carrithers, financial advisor Morristown NJ
93 score

Sandra Carrithers

CRD Number: 1310974
Current Firm: Northwestern Mutual Investment Services,llc

Sandra Carrithers (CRD# 1310974) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Morristown, NJ and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Morristowm, NJ Sep 2013 - Current 3
Northwestern Mutual Life Insurance Company Milwaukee, WI Apr 2013 - Current 3
Northwestern Mutual Investment Services, LLC Morristown, NJ Nov 2013 - Mar 2016 2
Homemaker Summit, NJ Apr 2012 - Apr 2013 1
Proequities, Inc. Summit, NJ Nov 2010 - Apr 2012 1
Homemaker Summit, NJ Apr 2010 - Nov 2010 < 1
Cantor Fitzgerald & Co New York, NY Jul 2009 - Apr 2010 < 1
Homemaker New York, NY Mar 2009 - Jul 2009 < 1
Sterne, Agee & Leach, Inc. New York, NY Jan 2007 - Mar 2009 2
Ryan Beck & Co Flram Park, NJ Jun 2005 - Jan 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2013
S63 Uniform Securities State Law Examination Aug 1985
Contact Info for Sandra J. Carrithers
Phone Number: 866-664-7737
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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