Nancy Guillen, financial advisor Morristown TN
100 score

Nancy Guillen

Southern Heritage Investments & Planning

CRD Number: 5601761
Current Firm: Creative Financial Designs, Inc.
Compensation Model: Both

Nancy Guillen (CRD# 5601761) is an Investment Advisor Representative working at Southern Heritage Investments & Planning in Morristown, TN. 

 

Advisory Services are offered through Creative Financial Designs, Inc. a Registered Investment Adviser, and Securities are offered through cfd Investments, Inc, a registered Broker/Dealer, Member FINRA & SIPC, 2704 South Goyer, Kokomo, IN 46902 (765) 453-9600.

Southern Heritage Investments & Planning is not affiliated with cfd Investments, Inc. or Creative Financial Designs, Inc.

CONTACT
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Company Name Location Dates Years
Creative Financial Designs Kokomo, IN Sep 2013 - Current 3
Cfd Investments Inc. Kokomo, IN Aug 2013 - Current 3
Next Financial Group, Inc. Houston, TX Jul 2012 - Aug 2013 1
Bank Of America, Na Morristown, TN Nov 2009 - Jul 2012 2
Merrill Lynch Morristown, TN Sep 2008 - Jul 2012 3
Amcar Freight Inc. Miami, FL Mar 1998 - Sep 2008 10
Exam Code Name Passed Date
S7 General Securities Representative Examination (GS) Dec 2008
S66 NASAA Uniform Combined State Law Examination Dec 2008
Contact Info for Nancy . Guillen
By the Numbers
  • Total Assets Under Management
    800
    MILLIONS
  • Total Number of Accounts
    6,786
    ACCOUNTS
  • Average Account Value
    $117,869
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Firm Disclaimer:

Advisory Services are offered through Creative Financial Designs, Inc. a Registered Investment Adviser, and Securities are offered through cfd Investments, Inc, a registered Broker/Dealer, Member FINRA & SIPC, 2704 South Goyer, Kokomo, IN 46902 (765) 453-9600.

Southern Heritage Investments & Planning is not affiliated with cfd Investments, Inc. or Creative Financial Designs, Inc.

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BADGES
100
Verified Page
Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

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