Kevin Smythe, financial advisor Morrisville NC
99 score

Kevin Smythe

CRD Number: 3158809
Current Firm: Hornor, Townsend & Kent, Inc.
Compensation Model: Both

Kevin Smythe (CRD# 3158809) is an Investment Advisor Representative working at Hornor, Townsend & Kent, Inc. in Morrisville, NC and has over 20 years of experience in the finance industry.

Company Name Location Dates Years
Hornor Townsend & Kent Inc. Horsham, PA Aug 2014 - Current 2
Penn Mutual Life Ins Co Horsham, PA Feb 2010 - Current 6
Smythe Financial Services Raleigh, NC Jan 2003 - Current 13
Mutual Of Omaha Raleigh, NC Jan 1996 - Jan 2010 14
Degree School Major Graduation Date
Bachelor of Science Clemson University Business Management/Finance Dec 1993
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1999
S65 NASAA Investment Advisors Law Examination Apr 2014
Contact Info for Kevin J. Smythe
Phone Number:
Firm Website: http://www.htk.com
Registered State(s):
  • NC
FAQ
What is your initial process and is there a cost?
My goal with a prospective new client is to have an initial discussion to get a better understanding if there may be a good fit. This discussion is for me to find out more about your personal situation and desires and for you to find out more about myself and my experience. After that discussion it is usually pretty clear if it makes sense to proceed or find out more or if we do not think there is a match. There is no cost or fee for this initial discussion.
By the Numbers
  • Total Assets Under Management
    1,000
    MILLIONS
  • Total Number of Accounts
    3,542
    ACCOUNTS
  • Average Account Value
    $282,463
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
99
Verified Page
Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

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