Joseph Pollard, financial advisor Morro Bay CA
93 score

Joseph Pollard

CRD Number: 3130813
Current Firm: Wells Fargo Advisors, LLC

Joseph Pollard (CRD# 3130813) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Morro Bay, CA and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors, LLC San Luis Obispo, CA Oct 2011 - Current 5
Chase Investment Services Corp. Paso Robles, CA May 2009 - Oct 2011 2
Wm Financial Services, Inc. Danville, CA Sep 1998 - May 2009 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1999
S66 NASAA Uniform Combined State Law Examination Jun 2009
Contact Info for Joseph D. Pollard
Phone Number: 314-875-3000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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