James SmallCRD Number: 1632196
Current Firm: Janney Montgomery Scott LLC
James Small (CRD# 1632196) is an Investment Advisor Representative working at Janney Montgomery Scott LLC in Mount Laurel, NJ and has over 27 years of experience in the finance industry.
Raymond James Financial Services Advisors, Inc.
Lpl Financial LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Janney Montgomery Scott LLC||Mt. Laurel, NJ||Jul 2021 - Current||1|
|Janney Montgomery Scott LLC||Haddonfield/cherry Hill, NJ||Dec 1997 - Jul 2021||23|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1996|
|S65||NASAA Investment Advisors Law Examination||Oct 2006|
Total Assets Under Management73,001MILLIONS
Total Number of Accounts216,397ACCOUNTS
Average Account Value$337,346
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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