Michael BrooksCRD Number: 3108101
Current Firm: Ubs Financial Services Inc.
Michael Brooks (CRD# 3108101) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Mount Laurel, NJ and has over 9 years of experience in the finance industry.
Cypress Financial Planning
Academy Wealth Advisers, LLC
Rockcrest Financial LLC
|Ubs Fianancial Services Inc.||Mt Laurel, NJ||Jan 2009 - Current||8|
|Wachovia Securities LLC||Richmond, VA||Aug 2007 - Jan 2009||1|
|Purity Pools||Southampton, PA||Jun 2004 - Aug 2007||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2007|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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