Rickey Hughes (CRD# 2725975) is an Investment Advisor Representative working at Osaic Institutions, Inc. in Mount Olive, NC and has over 28 years of experience in the finance industry.
CRD# 4216809
Edward Jones
CRD# 5940989
Janney Montgomery Scott LLC
CRD# 2975614
Osaic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Infinex Investments, Inc. | Mount Olive, NC | Sep 2011 - Current | 12 |
| Southern Bank | Mount Olive, NC | Oct 2008 - Current | 15 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1996 |
| S65 | NASAA Investment Advisors Law Examination | Jul 1998 |
| S66 | NASAA Uniform Combined State Law Examination | Jan 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NC
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Total Assets Under Management3,627MILLIONS
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Total Number of Accounts8,478ACCOUNTS
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Average Account Value$427,771
- A percentage of assets under your management
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